If tensions in cosmological data are not measurement problems, they probably mean dark energy changes

Galaxy pumpkin.
Src: The Swell Designer

According to physics, the universe and everything in it can be explained by but a handful of equations. They’re difficult equations, all right, but their simplest feature is also the most mysterious one. The equations contain a few dozen parameters that are – for all we presently know – unchanging, and yet these numbers determine everything about the world we inhabit.

Physicists have spent much brain-power on the question where these numbers come from, whether they could have taken any other values than the ones we observe, and whether their exploring their origin is even in the realm of science.

One of the key questions when it comes to the parameters is whether they are really constant, or whether they are time-dependent. If the vary, then their time-dependence would have to be determined by yet another equation, and that would change the whole story that we currently tell about our universe.

The best known of the fundamental parameters that dictate the universe how to behave is the cosmological constant. It is what causes the universe’s expansion to accelerate. The cosmological constant is usually assume to be, well, constant. If it isn’t, it is more generally referred to as ‘dark energy.’ If our current theories for the cosmos are correct, our universe will expand forever into a cold and dark future.

The value of the cosmological constant is infamously the worst prediction ever made using quantum field theory; the math says it should be 120 orders of magnitude larger than what we observe. But that the cosmological constant has a small non-zero value is extremely well established by measurement, well enough that a Nobel Prize was awarded for its discovery in 2011.

The Nobel Prize winners Perlmutter, Schmidt, and Riess, measured the expansion rate of the universe, encoded in the Hubble parameter, by looking at supernovae distributed over various distances. They concluded that the universe is not only expanding, but is expanding at an increasing rate – a behavior that can only be explained by a nonzero cosmological constant.

It is controversial though exactly how fast the expansion is today, or how large the current value of the Hubble constant, H₀, is. There are different ways to measure this constant, and physicists have known for a few years that the different measurements give different results. This tension in the data is difficult to explain, and it has so-far remained unresolved.

One way to determine the Hubble constant is by using the cosmic microwave background (CMB). The small temperature fluctuations in the CMB spectrum encode the distribution of plasma in the early universe and the changes of the radiation since. From fitting the spectrum with the parameters that determine the expansion of the universe, physicists get a value for the Hubble constant. The most accurate of such measurements is currently that from the Planck satellite.

Another way to determine the Hubble constant is to deduce the expansion of the universe from the redshift of the light from distant sources. This is the way the Nobel-Prize winners made their discovery, and the precision of this method has since been improved. These two ways to determine the cosmological constant give results that differ with a statistical significance of 3.4 σ. That’s a probability of less than one in thousand to be due to random data fluctuations.

Various explanations for this have since been proposed. One possibility is that it’s a systematic error in the measurement, most likely in the CMB measurement from the Planck mission. There are reasons to be skeptical because the tension goes away when the finer structures (the large multipole moments) of the data is omitted. For many astrophysicists, this is an indicator that something’s amiss either with the Planck measurement or the data analysis.

Or maybe it’s a real effect. In this case, several modifications of the standard cosmological model have been put forward. They range from additional neutrinos to massive gravitons to changes in the cosmological constant.

That the cosmological constant changes from one place to the next is not an appealing option because this tends to screw up the CMB spectrum too much. But the currently most popular explanation for the data tension seems to be that the cosmological constant changes in time.

A group of researchers from Spain, for example, claims that they have a stunning 4.1 σ preference for a time-dependent cosmological constant over an actually constant one.

This claim seems to have been widely ignored, and indeed one should be cautious. They test for a very specific time-dependence, and their statistical analysis does not account for other parameterization they might have previously tried. (The theoretical physicist’s variant of post-selection bias.)

Moreover, they fit their model not only to the two above mentioned datasets, but to a whole bunch of others at the same time. This makes it hard to tell what is the reason their model seems to work better. A couple of cosmologists who I asked why this group’s remarkable results have been ignored complained that the data analysis is opaque.

Be that as it may, just when I put the Spaniards’ paper away, I saw another paper that supported their claim with an entirely independent study based on weak gravitational lensing.

Weak gravitational lensing happens when a foreground galaxy distorts the images of farther away galaxies. The qualifier ‘weak’ sets this effect apart from strong lensing which is caused by massive nearby objects – such as black holes – and deforms point-like sources to partials rings. Weak gravitational lensing, on the other hand, is not as easily recognizable and must be inferred from the statistical distribution of the shapes of galaxies.

The Kilo Degree Survey (KiDS) has gathered and analyzed weak lensing data from about 15 million distant galaxies. While their measurements are not sensitive to the expansion of the universe, they are sensitive to the density of dark energy, which affects the way light travels from the galaxies towards us. This density is encoded in a cosmological parameter imaginatively named σ⁸. Their data, too, is in conflict with the CMB data from the Planck satellite.

The members of the KiDs collaboration have tried out which changes to the cosmological standard model work best to ease the tension in the data. Intriguingly, it turns out that ahead of all explanations the one that works best is that the cosmological constant changes with time. The change is such that the effects of accelerated expansion are becoming more pronounced, not less.

In summary, it seems increasingly unlikely the tension in the cosmological data is due to chance. Cosmologists are cautious and most of them bet on a systematic problem with the Planck data. However, if the Planck measurement receives independent confirmation, the next best bet is on time-dependent dark energy. It wouldn’t make our future any brighter though. The universe would still expand forever into cold darkness.

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[This article previously appeared on Starts With A Bang.]

Update June 21: Corrected several sentences to address comments below.

What’s new in high energy physics? Clockworks.

Clockworks. [Img via dwan1509].

High energy physics has phases. I don’t mean phases like matter has – solid, liquid, gaseous and so on. I mean phases like cranky toddlers have: One week they eat nothing but noodles, the next week anything as long as it’s white, then toast with butter but it must be cut into triangles.

High energy physics is like this. Twenty years ago, it was extra dimensions, then we had micro black holes, unparticles, little Higgses – and the list goes on.

But there hasn’t been a big, new trend since the LHC falsified everything that was falsifiable. It’s like particle physics stepped over the edge of a cliff but hasn’t looked down and now just walks on nothing.

The best candidate for a new trend that I saw in the past years is the “clockwork mechanism,” though the idea just took a blow and I’m not sure it’ll go much farther.

The origins of the model go back to late 2015, when the term “clockwork mechanism” was coined by Kaplan and Rattazzi, though Cho and Im pursued a similar idea and published it at almost the same time. In August 2016, clockworks were picked up by Giudice and McCullough, who advertised the model as a “a useful tool for model-building applications” that “offers a solution to the Higgs naturalness problem.”

Gears. Img Src: Giphy.

The Higgs naturalness problem, to remind you, is that the mass of the Higgs receives large quantum corrections. The Higgs is the only particle in the standard model that suffers from this problem because it’s the only scalar. These quantum corrections can be cancelled by subtracting a constant so that the remainder fits the observed value, but then the constant would have to be very finely tuned. Most particle physicists think that this is too much of a coincidence and hence search for other explanations.

Before the LHC turned on, the most popular solution to the Higgs naturalness issue was that some new physics would show up in the energy range comparable to the Higgs mass. We now know, however, that there’s no new physics nearby, and so the Higgs mass has remained unnatural.

Clockworks are a mechanism to create very small numbers in a “natural” way, that is from numbers that are close by 1. This can be done by copying a field multiple times and then coupling each copy to two neighbors so that they form a closed chain. This is the “clockwork” and it is assumed to have a couplings with values close to 1 which are, however, asymmetric among the chain neighbors.

The clockwork’s chain of fields has eigenmodes that can be obtained by diagonalizing the mass matrix. These modes are the “gears” of the clockwork and they contain one massless particle.

The important feature of the clockwork is now that this massless particle’s mode has a coupling that scales with the clockwork’s coupling taken to the N-th power, where N is the number of clockwork gears. This means even if the original clockwork coupling was only a little smaller than 1, the coupling of the lightest clockwork mode becomes small very fast when the clockwork grows.

Thus, clockworks are basically a complicated way to make a number of order 1 small by exponentiating it.

I’m an outspoken critic of arguments from naturalness (and have been long before we had the LHC data) so it won’t surprise you to hear that I am not impressed. I fail to see how choosing one constant to match observation is supposedly worse than introducing not only a new constant, but also N copies of some new field with a particular coupling pattern.

Either way, by March 2017, Ben Allanach reports from Recontres de Moriond – the most important annual conference in particle physics – that clockworks are “getting quite a bit of attention” and are “new fertile ground.”

Ben is right. Clockworks contain one light and weakly coupled mode – difficult to detect because of the weak coupling – and a spectrum of strongly coupled but massive modes – difficult to detect because they’re massive. That makes the model appealing because it will remain impossible to rule it out for a while. It is, therefore, perfect playground for phenomenologists.

And sure enough, the arXiv has since seen further papers on the topic. There’s clockwork inflation and clockwork dark matter, a clockwork axion and clockwork composite Higgses – you get the picture.

But then, in April 2017, a criticism of the clockwork mechanism appears on the arXiv. Its authors Craig, Garcia Garcia, and Sutherland point out that the clockwork mechanism can only be used if the fields in the clockwork’s chain have abelian symmetry groups. If the group isn’t abelian the generators will mix together in the zero mode, and maintaining gauge symmetry then demands that all couplings be equal to one. This severely limits the application range of the model.

A month later, Giudice and McCullough reply to this criticism essentially by saying “we know this.” I have no reason to doubt it, but I still found the Craig et al criticism useful for clarifying what clockworks can and can’t do. This means in particular that the supposed solution to the hierarchy problem does not work as desired because to maintain general covariance one is forced to put a hierarchy of scales into the coupling already.

I am not sure whether this will discourage particle physicists from pursuing the idea further or whether more complicated versions of clockworks will be invented to save naturalness. But I’m confident that – like a toddler’s phase – this too shall pass.

Dear Dr B: What are the chances of the universe ending out of nowhere due to vacuum decay?

“Dear Sabine,

my names [-------]. I'm an anxiety sufferer of the unknown and have been for 4 years. I've recently came across some articles saying that the universe could just end out of no where either through false vacuum/vacuum bubbles or just ending and I'm just wondering what the chances of this are occurring anytime soon. I know it sounds silly but I'd be dearly greatful for your reply and hopefully look forward to that

Many thanks

[--------]”

Dear Anonymous,

We can’t predict anything.

You see, we make predictions by seeking explanations for available data, and then extrapolating the best explanation into the future. It’s called “abductive reasoning,” or “inference to the best explanation” and it sounds reasonable until you ask why it works. To which the answer is “Nobody knows.”

We know that it works. But we can’t justify inference with inference, hence there’s no telling whether the universe will continue to be predictable. Consequently, there is also no way to exclude that tomorrow the laws of nature will stop and planet Earth will fall apart. But do not despair.

Francis Bacon – widely acclaimed as the first to formulate the scientific method – might have reasoned his way out by noting there are only two possibilities. Either the laws of nature will break down unpredictably or they won’t. If they do, there’s nothing we can do about it. If they don’t, it would be stupid not to use predictions to improve our lives.

It’s better to prepare for a future that you don’t have than to not prepare for a future you do have. And science is based on this reasoning: We don’t know why the universe is comprehensible and why the laws of nature are predictive. But we cannot do anything about unknown unknowns anyway, so we ignore them. And if we do that, we can benefit from our extrapolations.

Just how well scientific predictions work depends on what you try to predict. Physics is the currently most predictive discipline because it deals with the simplest of systems, those whose properties we can measure to high precision and whose behavior we can describe with mathematics. This enables physicists to make quantitatively accurate predictions – if they have sufficient data to extrapolate.

The articles that you read about vacuum decay, however, are unreliable extrapolations of incomplete evidence.

Existing data in particle physics are well-described by a field – the Higgs-field – that fills the universe and gives masses to elementary particles. This works because the value of the Higgs-field is different from zero even in vacuum. We say it has a “non-vanishing vacuum expectation value.” The vacuum expectation value can be calculated from the masses of the known particles.

In the currently most widely used theory for the Higgs and its properties, the vacuum expectation value is non-zero because it has a potential with a local minimum whose value is not at zero.

We do not, however, know that the minimum which the Higgs currently occupies is the only minimum of the potential and – if the potential has another minimum – whether the other minimum would be at a smaller energy. If that was so, then the present state of the vacuum would not be stable, it would merely be “meta-stable” and would eventually decay to the lowest minimum. In this case, we would live today in what is called a “false vacuum.”

Image Credits: Gary Scott Watson.

If our vacuum decays, the world will end – I don’t know a more appropriate expression. Such a decay, once triggered, releases an enormous amount of energy – and it spreads at the speed of light, tearing apart all matter it comes in contact with, until all vacuum has decayed.

How can we tell whether this is going to happen?

Well, we can try to measure the properties of the Higgs’ potential and then extrapolate it away from the minimum. This works much like Taylor series expansions, and it has the same pitfalls. Indeed, making predictions about the minima of a function based on a polynomial expansion is generally a bad idea.

Just look for example at the Taylor series of the sine function. The full function has an infinite number of minima at exactly the same value but you’d never guess from the first terms in the series expansion. First it has one minimum, then it has two minima of different value, then again it has only one – and the higher the order of the expansion the more minima you get.

The situation for the Higgs’ potential is more complicated because the coefficients are not constant, but the argument is similar. If you extract the best-fit potential from the available data and extrapolate it to other values of the Higgs-field, then you find that our present vacuum is meta-stable.

The figure below shows the situation for the current data (figure from this paper). The horizontal axis is the Higgs mass, the vertical axis the mass of the top-quark. The current best-fit is the upper left red point in the white region labeled “Metastability.”

Figure 2 from Bednyakov et al, Phys. Rev. Lett. 115, 201802 (2015).

This meta-stable vacuum has, however, a ridiculously long lifetime of about 10⁶⁰⁰ times the current age of the universe, take or give a few billion billion billion years. This means that the vacuum will almost certainly not decay until all stars have burnt out.

However, this extrapolation of the potential assumes that there aren’t any unknown particles at energies higher than what we have probed, and no other changes to physics as we know it either. And there is simply no telling whether this assumption is correct.

The analysis of vacuum stability is not merely an extrapolation of the presently known laws into the future – which would be justified – it is also an extrapolation of the presently known laws into an untested energy regime – which is not justified. This stability debate is therefore little more than a mathematical exercise, a funny way to quantify what we already know about the Higgs’ potential.

Besides, from all the ways I can think of humanity going extinct, this one worries me least: It would happen without warning, it would happen quickly, and nobody would be left behind to mourn. I worry much more about events that may cause much suffering, like asteroid impacts, global epidemics, nuclear war – and my worry-list goes on.

Not all worries can be cured by rational thought, but since I double-checked you want facts and not comfort, fact is that current data indicates our vacuum is meta-stable. But its decay is an unreliable prediction based the unfounded assumption that there either are no changes to physics at energies beyond the ones we have tested, or that such changes don’t matter. And even if you buy this, the vacuum almost certainly wouldn’t decay as long as the universe is hospitable for life.

Particle physics is good for many things, but generating potent worries isn’t one of them. The biggest killer in physics is still the 2nd law of thermodynamics. It will get us all, eventually. But keep in mind that the only reason we play the prediction game is to get the best out of the limited time that we have.

Thanks for an interesting question!

Does parametric resonance solve the cosmological constant problem?

An oscillator too.
Source: Giphy.

Tl;dr: Ask me again in ten years.

A lot of people asked for my opinion about a paper by Wang, Zhu, and Unruh that recently got published in Physical Reviews D, one of the top journals in the field.

How the huge energy of quantum vacuum gravitates to drive the slow accelerating expansion of the Universe
Qingdi Wang, Zhen Zhu, William G. Unruh
Phys. Rev. D 95, 103504 (2017)
arXiv:1703.00543 [gr-qc]  

Following a press-release from UBC, the paper has attracted quite some attention in the pop science media which is remarkable for such a long and technically heavy work. My summary of the coverage so far is “bla-bla-bla parametric resonance.”

I tried to ignore the media buzz a) because it’s a long paper, b) because it’s a long paper, and c) because I’m not your public community debugger. I actually have own research that I’m more interested in. Sulk.

But of course I eventually came around and read it. Because I’ve toyed with a similar idea some while ago and it worked badly. So, clearly, these folks outscored me, and after some introspection I thought that instead of being annoyed by the attention they got, I should figure out why they succeeded where I failed.

Turns out that once you see through the math, the paper is not so difficult to understand. Here’s the quick summary.

One of the major problems in modern cosmology is that vacuum fluctuations of quantum fields should gravitate. Unfortunately, if one calculates the energy density and pressure contained in these fluctuations, the values are much too large to be compatible with the expansion history of the universe.

This vacuum energy gravitates the same way as the cosmological constant. Such a large cosmological constant, however, should lead to a collapse of the universe long before the formation of galactic structures. If you switch the sign, the universe doesn’t collapse but expands so rapidly that structures can’t form because they are ripped apart. Evidently, since we are here today, that didn’t happen. Instead, we observe a small positive cosmological constant and where did that come from? That’s the cosmological constant problem.

The problem can be solved by introducing an additional cosmological constant that cancels the vacuum energy from quantum field theory, leaving behind the observed value. This solution is both simple and consistent. It is, however, unpopular because it requires fine-tuning the additional term so that the two contributions almost – but not exactly – cancel. (I believe this argument to be flawed, but that’s a different story and shall be told another time.) Physicists therefore have tried for a long time to explain why the vacuum energy isn’t large or doesn’t couple to gravity as expected.

Strictly speaking, however, the vacuum energy density is not constant, but – as you expect of fluctuations – it fluctuates. It is merely the average value that acts like a cosmological constant, but the local value should change rapidly both in space and in time. (These fluctuations are why I’ve never bought the “degravitation” idea according to which the vacuum energy decouples because gravity has a built-in high-pass filter. In that case, you could decouple a cosmological constant, but you’d still be stuck with the high-frequency fluctuations.)

In the new paper, the authors make the audacious attempt to calculate how gravity reacts to the fluctuations of the vacuum energy. I say it’s audacious because this is not a weak-field approximation and solving the equations for gravity without a weak-field approximation and without symmetry assumptions (as you would have for the homogeneous and isotropic case) is hard, really hard, even numerically.

The vacuum fluctuations are dominated by very high frequencies corresponding to a usually rather arbitrarily chosen ‘cutoff’ – denoted Λ – where the effective theory for the fluctuations should break down. One commonly assumes that this frequency roughly corresponds to the Planck mass, m_p. The key to understanding the new paper is that the authors do not assume this cutoff, Λ, to be at the Planck mass, but at a much higher energy, Λ >> m_p.

As they demonstrate in the paper, massaged into a suitable form, one of the field equations for gravity takes the form of an oscillator equation with a time- and space-dependent coupling term. This means, essentially, space-time at each place has the properties of a driven oscillator.

The important observation that solves the cosmological constant problem is then that the typical resonance frequency of this oscillator is Λ²/m_p which is by assumption much larger than the main frequency of fluctuations the oscillator is driven by, which is Λ. This means that space-time resonates with the frequency of the vacuum fluctuations – leading to an exponential expansion like that from a cosmological constant – but it resonates only with higher harmonics, so that the resonance is very weak.

The result is that the amplitude of the oscillations grows exponentially, but it grows slowly. The effective cosmological constant they get by averaging over space is therefore not, as one would naively expect, Λ, but (omitting factors that are hopefully of order one) Λ* exp (-Λ²/m_p). One hence uses a trick quite common in high-energy physics, that one can create a large hierarchy of numbers by having a small hierarchy of numbers in an exponent.

In conclusion, by pushing the cutoff above the Planck mass, they suppress the resonance and slow down the resulting acceleration.

Neat, yes.

But I know you didn’t come for the nice words, so here’s the main course. The idea has several problems. Let me start with the most basic one, which is also the reason I once discarded a (related but somewhat different) project. It’s that their solution doesn’t actually solve the field equations of gravity.

It’s not difficult to see. Forget all the stuff about parametric resonance for a moment. Their result doesn’t solve the field equations if you set all the fluctuations to zero, so that you get back the case with a cosmological constant. That’s because if you integrate the second Friedmann-equation for a negative cosmological constant you can only solve the first Friedmann-equation if you have negative curvature. You then get Anti-de Sitter space. They have not introduced a curvature term, hence the first Friedmann-equation just doesn’t have a (real valued) solution.

Now, if you turn back on the fluctuations, their solution should reduce to the homogeneous and isotropic case on short distances and short times, but it doesn’t. It would take a very good reason for why that isn’t so, and no reason is given in the paper. It might be possible, but I don’t see how.

I further find it perplexing that they rest their argument on results that were derived in the literature for parametric resonance on the assumption that solutions are linearly independent. General relativity, however, is non-linear. Therefore, one generally isn’t free to combine solutions arbitrarily.

So far that’s not very convincing. To make matters worse, if you don’t have homogeneity, you have even more equations that come from the position-dependence and they don’t solve these equations either. Let me add, however, that this doesn’t worry me all that much because I think it might be possible to deal with it by exploiting the stochastic properties of the local oscillators (which are homogeneous again, in some sense).

Another troublesome feature of their idea is that the scale-factor of the oscillating space-time crosses zero in each cycle so that the space-time volume also goes to zero and the metric structure breaks down. I have no idea what that even means. I’d be willing to ignore this issue if the rest was working fine, but seeing that it doesn’t, it just adds to my misgivings.

The other major problem with their approach is that the limit they work in doesn’t make sense to begin with. They are using classical gravity coupled to the expectation values of the quantum field theory, a mixture known as ‘semi-classical gravity’ in which gravity is not quantized. This approximation, however, is known to break down when the fluctuations in the energy-momentum tensor get large compared to its absolute value, which is the very case they study.

In conclusion, “bla-bla-bla parametric resonance” is a pretty accurate summary.

How serious are these problems? Is there something in the paper that might be interesting after all?

Maybe. But the assumption (see below Eq (42)) that the fields that source the fluctuations satisfy normal energy conditions is, I believe, a non-starter if you want to get an exponential expansion. Even if you introduce a curvature term so that you can solve the equations, I can’t for the hell of it see how you average over locally approximately Anti-de Sitter spaces to get an approximate de Sitter space. You could of course just flip the sign, but then the second Friedmann equation no longer describes an oscillator.

Maybe allowing complex-valued solutions is a way out. Complex numbers are great. Unfortunately, nature’s a bitch and it seems we don’t live in a complex manifold. Hence, you’d then have to find a way to get rid of the imaginary numbers again. In any case, that’s not discussed in the paper either.

I admit that the idea of using a de-tuned parametric resonance to decouple vacuum fluctuations and limit their impact on the expansion of the universe is nice. Maybe I just lack vision and further work will solve the above mentioned problems. More generally, I think numerically solving the field equations with stochastic initial conditions is of general interest and it would be great if their paper inspires follow-up studies. So, give it ten years, and then ask me again. Maybe something will have come out of it.

In other news, I have also written a paper that explains the cosmological constant and I haven’t only solved the equations that I derived, I also wrote a Maple work-sheet that you can download and check the calculation for yourself. The paper was just accepted for publication in PRD.

For what my self-reflection is concerned, I concluded I might be too ambitious. It’s much easier to solve equations if you don’t actually solve them.

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I gratefully acknowledge helpful conversation with two of this paper’s authors who have been very, very patient with me. Sorry I didn’t have anything nicer to say.

Can we probe the quantization of the black hole horizon with gravitational waves?

Tl;dr: Yes, but the testable cases aren’t the most plausible ones.

It’s the year 2017, but we still don’t know how space and time get along with quantum mechanics. The best clue so far comes from Stephen Hawking and Jacob Bekenstein. They made one of the most surprising finds that theoretical physics saw in the 20th century: Black holes have entropy.

It was a surprise because entropy is a measure for unresolved microscopic details, but in general relativity black holes don’t have details. They are almost featureless balls. That they nevertheless seem to have an entropy – and a gigantically large one in addition – indicates strongly that black holes can be understood only by taking into account quantum effects of gravity. The large entropy, so the idea, quantifies all the ways the quantum structure of black holes can differ.

The Bekenstein-Hawking entropy scales with the horizon area of the black hole and is usually interpreted as a measure for the number of elementary areas of size Planck-length squared. A Planck-length is a tiny 10^-35 meters. This area-scaling is also the basis of the holographic principle which has dominated research in quantum gravity for some decades now. If anything is important in quantum gravity, this is.

It comes with the above interpretation that the area of the black hole horizon always has to be a multiple of the elementary Planck area. However, since the Planck area is so small compared to the size of astrophysical black holes – ranging from some kilometers to some billion kilometers – you’d never notice the quantization just by looking at a black hole. If you got to look at it to begin with. So it seems like a safely untestable idea.

A few months ago, however, I noticed an interesting short note on the arXiv in which the authors claim that one can probe the black hole quantization with gravitational waves emitted from a black hole, for example in the ringdown after a merger event like the one seen by LIGO:

Testing Quantum Black Holes with Gravitational Waves
Valentino F. Foit, Matthew Kleban
arXiv:1611.07009 [hep-th]

The basic idea is simple. Assume it is correct that the black hole area is always a multiple of the Planck area and that gravity is quantized so that it has a particle – the graviton – associated with it. If the only way for a black hole to emit a graviton is to change its horizon area in multiples of the Planck area, then this dictates the energy that the black hole loses when the area shrinks because the black hole’s area depends on the black hole’s mass. The Planck-area quantization hence sets the frequency of the graviton that is emitted.

A gravitational wave is nothing but a large number of gravitons. According to the area quantization, the wavelengths of the emitted gravitons is of the order of the order of the black hole radius, which is what one expects to dominate the emission during the ringdown. However, so the authors’ argument, the spectrum of the gravitational wave should be much narrower in the quantum case.

Since the model that quantizes the black hole horizon in Planck-area chunks depends on a free parameter, it would take two measurements of black hole ringdowns to rule out the scenario: The first to fix the parameter, the second to check whether the same parameter works for all measurements.

It’s a simple idea but it may be too simple. The authors are careful to list the possible reasons for why their argument might not apply. I think it doesn’t apply for a reason that’s a combination of what is on their list.

A classical perturbation of the horizon leads to a simultaneous emission of a huge number of gravitons, and for those there is no good reason why every single one of them must fit the exact emission frequency that belongs to an increase of one Planck area as long as the total energy adds up properly.

I am not aware, however, of a good theoretical treatment of this classical limit from the area-quantization. It might indeed not work in some of the more audacious proposals we have recently seen, like Gia Dvali’s idea that black holes are condensates of gravitons. Scenarios such like Dvali’s might be testable indeed with the ringdown characteristics. I’m sure we will hear more about this in the coming years as LIGO accumulates data.

What this proposed test would do, therefore, is to probe the failure of reproducing general relativity for large oscillations of the black hole horizon. Clearly, it’s something that we should look for in the data. But I don’t think black holes will release their secrets quite as easily.

Can we use gravitational waves to rule out extra dimensions – and string theory with it?

Gravitational Waves,
Computer simulation.
Credits: Henze, NASA

Tl;dr: Probably not.

Last week I learned from New Scientist that “Gravitational waves could show hints of extra dimensions.” The article is about a paper which recently appeared on the arxiv:

Signatures of extra dimensions in gravitational waves
David Andriot and Gustavo Lucena Gómez
arXiv:1704.07392 [hep-th]

The claim in this paper is nothing but stunning. Authors Andriot and Gómez argue that if our universe has additional dimensions, no matter how small, then we could find out using gravitational waves in the frequency regime accessible by LIGO.

While LIGO alone cannot do it because the measurement requires three independent detectors, soon upcoming experiments could either confirm or forever rule out extra dimensions – and kill string theory along the way. That, ladies and gentlemen, would be the discovery of the millennium. And, almost equally stunning, you heard it first from New Scientist.

Additional dimensions are today primarily associated with string theory, but the idea is much older. In the context of general relativity, it dates back to the work of Kaluza and Klein the 1920s. I came across their papers as an undergraduate and was fascinated. Kaluza and Klein showed that if you add a fourth space-like coordinate to our universe and curl it up to a tiny circle, you don’t get back general relativity – you get back general relativity plus electrodynamics.

In the presently most widely used variants of string theory one has not one, but six additional dimensions and they can be curled up – or ‘compactified,’ as they say – to complicated shapes. But a key feature of the original idea survives: Waves which extend into the extra dimension must have wavelengths in integer fractions of the extra dimension’s radius. This gives rise to an infinite number of higher harmonics – the “Kaluza-Klein tower” – that appear like massive excitations of any particle that can travel into the extra dimensions.

The mass of these excitations is inversely proportional to the radius (in natural units). This means if the radius is small, one needs a lot of energy to create an excitation, and this explains why he haven’t yet noticed the additional dimensions.

In the most commonly used model, one further assumes that the only particle that experiences the extra-dimensions is the graviton – the hypothetical quantum of the gravitational interaction. Since we have not measured the gravitational interaction on short distances as precisely as the other interactions, such gravity-only extra-dimensions allow for larger radii than all-particle extra-dimensions (known as “universal extra-dimensions”.) In the new paper, the authors deal with gravity-only extra-dimensions.

From the current lack of observation, one can then derive bounds on the size of the extra-dimension. These bounds depend on the number of extra-dimensions and on their intrinsic curvature. For the simplest case – the flat extra-dimensions used in the paper – the bounds range from a few micrometers (for two extra-dimensions) to a few inverse MeV for six extra dimensions (natural units again).

Such extra-dimensions do more, however, than giving rise to a tower of massive graviton excitations. Gravitational waves have spin two regardless of the number of spacelike dimensions, but the number of possible polarizations depends on the number of dimensions. More dimensions, more possible polarizations. And the number of polarizations, importantly, doesn’t depend on the size of the extra-dimensions at all.

In the new paper, the authors point out that the additional polarization of the graviton affects the propagation even of the non-excited gravitational waves, ie the ones that we can measure. The modified geometry of general relativity gives rise to a “breathing mode,” that is a gravitational wave which expands and contracts synchronously in the two (large) dimensions perpendicular to the direction of the wave. Such a breathing mode does not exist in normal general relativity, but it is not specific to extra-dimensions; other modifications of general relativity also have a breathing mode. Still, its non-observation would indicate no extra-dimensions.

But an old problem of Kaluza-Klein theories stands in the way of drawing this conclusion. The radii of the additional dimensions (also known as “moduli”) are unstable. You can assume that they have particular initial values, but there is no reason for the radii to stay at these values. If you shake an extra-dimension, its radius tends to run away. That’s a problem because then it becomes very difficult to explain why we haven’t yet noticed the extra-dimensions.

To deal with the unstable radius of an extra-dimension, theoretical physicists hence introduce a potential with a minimum at which the value of the radius is stuck. This isn’t optional – it’s necessary to prevent conflict with observation. One can debate how well-motivated that is, but it’s certainly possible, and it removes the stability problem.

Fixing the radius of an extra-dimension, however, will also make it more difficult to wiggle it – after all, that’s exactly what the potential was made to do. Unfortunately, in the above mentioned paper the authors don’t have stabilizing potentials.

I do not know for sure what stabilizing the extra-dimensions would do to their analysis. This would depend not only on the type and number of extra-dimension but also on the potential. Maybe there is a range in parameter-space where the effect they speak of survives. But from the analysis provided so far it’s not clear, and I am – as always – skeptical.

In summary: I don’t think we’ll rule out string theory any time soon.

[Updated to clarify breathing mode also appears in other modifications of general relativity.]

“Not a Toy” - New Video about Symmetry Breaking

Here is the third and last of the music videos I produced together with Apostolos Vasilidis and Timo Alho, sponsored by FQXi. The first two are here and here.


In this video, I am be-singing a virtual particle pair that tries to separate, and quite literally reflect on the inevitable imperfection of reality. The lyrics of this song went through an estimated ten thousand iterations until we finally settled on one. After this, none of us was in the mood to fight over a second verse, but I think the first has enough words already.

With that, I have reached the end of what little funding I had. And unfortunately, the Germans haven’t yet figured out that social media benefits science communication. Last month I heard a seminar on public outreach that didn’t so much as mention the internet. I do not kid you. There are foundations here who’d rather spend 100k on an event that reaches 50 people than a tenth of that to reach 100 times as many people. In some regards, Germans are pretty backwards.

This means from here on you’re back to my crappy camcorder and the always same three synthesizers unless I can find other sponsors. So, in your own interest, share the hell out of this!

Also, please let us know which video was your favorite and why because among the three of us, we couldn’t agree.

As previously, the video has captions which you can turn on by clicking on CC in the YouTube bottom bar. For your convenience, here are the lyrics:

Not A Toy

We had the signs for taking off,
The two of us we were on top,
I had never any doubt,
That you’d be there when things got rough.

We had the stuff to do it right,
As long as you were by my side,
We were special, we were whole,
From the GUT down to the TOE.

But all the harmony was wearing off,
It was too much,
We were living in a fiction,
Without any imperfection.

[Bridge]
Every symmetry
Has to be broken,
Every harmony
Has to decay.

[Chorus]
Leave me alone, I’m
Tired of talking,
I’m not a toy,
I’m not a toy.

Leave alone now,
I’m not a token,
I’m not a toy,
I’m not a toy.

[Interlude]
We had the signs for taking off
Harmony was wearing off
We had the signs for taking off
Tired of talking
Harmony was wearing off
I’m tired of talking.


[Repeat Bridge]
[Repeat Chorus]

No, physicists have not created “negative mass”

Thanks to BBC, I will now for several years get emails from know-it-alls who think physicists are idiots not to realize the expansion of the universe is caused by negative mass. Because that negative mass, you must know, has actually been created in the lab:

The Independent declares this turns physics “completely upside down”

And if you think that was crappy science journalism, The Telegraph goes so far to insists it’s got something to do with black holes

Not that they offer so much as a hint of an explanation what black holes have to do with anything.

These disastrous news items purport to summarize a paper that recently got published in Physics Review Letters, one of the top journals in the field:

Negative mass hydrodynamics in a Spin-Orbit--Coupled Bose-Einstein Condensate
M. A. Khamehchi, Khalid Hossain, M. E. Mossman, Yongping Zhang, Th. Busch, Michael McNeil Forbes, P. Engels
Phys. Rev. Lett. 118, 155301 (2017)
arXiv:1612.04055 [cond-mat.quant-gas]

This paper reports the results of an experiment in which the physicists created a condensate that behaves as if it has a negative effective mass.

The little word “effective” does not appear in the paper’s title – and not in the screaming headlines – but it is important. Physicists use the preamble “effective” to indicate something that is not fundamental but emergent, and the exact definition of such a term is often a matter of convention.

The “effective radius” of a galaxy, for example, is not its radius. The “effective nuclear charge” is not the charge of the nucleus. And the “effective negative mass” – you guessed it – is not a negative mass.

The effective mass is merely a handy mathematical quantity to describe the condensate’s behavior.

The condensate in question here is a supercooled cloud of about ten thousand Rubidium atoms. To derive its effective mass, you look at the dispersion relation – ie the relation between energy and momentum – of the condensate’s constituents, and take the second derivative of the energy with respect to the momentum. That thing you call the inverse effective mass. And yes, it can take on negative values.
 
If you plot the energy against the momentum, you can read off the regions of negative mass from the curvature of the resulting curve. It’s clear to see in Fig 1 of the paper, see below. I added the red arrow to point to the region where the effective mass is negative.

Fig 1 from arXiv:1612.04055 [cond-mat.quant-gas]

As to why that thing is called effective mass, I had to consult a friend, David Abergel, who works with cold atom gases. His best explanation is that it’s a “historical artefact.” And it’s not deep: It’s called an effective mass because in the usual non-relativistic limit E=p²/m, so if you take two derivatives of E with respect to p, you get the inverse mass. Then, if you do the same for any other relation between E and p you call the result an inverse effective mass.

It's a nomenclature that makes sense in context, but it probably doesn’t sound very headline-worthy:

“Physicists created what’s by historical accident still called an effective negative mass.”

In any case, if you use this definition, you can rewrite the equations of motion of the fluid. They then resemble the usual hydrodynamic equations with a term that contains the inverse effective mass multiplied by a force.

What this “negative mass” hence means is that if you release the condensate from a trapping potential that holds it in place, it will first start to run apart. And then no longer run apart. That pretty much sums up the paper.

The remaining force which the fluid acts against, it must be emphasized, is then not even an external force. It’s a force that comes from the quantum pressure of the fluid itself.

So here’s another accurate headline:

“Physicists observe fluid not running apart.”

This is by no means to say that the result is uninteresting! Indeed, it’s pretty cool that this fluid self-limits its expansion thanks to long-range correlations which come from quantum effects. I’ll even admit that thinking of the behavior as if the fluid had a negative effective mass may be a useful interpretation. But that still doesn’t mean physicists have actually created negative mass.

And it has nothing to do with black holes, dark energy, wormholes, and the like. Trust me, physics is still upside up.

Catching Light – New Video!

I have many shortcomings, like leaving people uncertain whether they’re supposed to laugh or not. But you can’t blame me for lack of vision. I see a future in which science has become a cultural good, like sports, music, and movies. We’re not quite there yet, but thanks to the Foundational Questions Institute (FQXi) we’re a step closer today.



This is the first music video in a series of three, sponsored by FQXi, for which I’ve teamed up with Timo Alho and Apostolos Vasileiadis. And, believe it or not, all three music videos are about physics!

You’ve met Apostolos before on this blog. He’s the one who, incredibly enough, used his spare time as an undergraduate to make a short film about gauge symmetry. I know him from my stay in Stockholm, where he completed a masters degree in physics. Apostolos then, however, decided that research wasn’t for him. He has since founded a company – Third Panda  – and works as freelance videographer.

Timo Alho is one of the serendipitous encounters I’ve made on this blog. After he left some comments on my songs (mostly to point out they’re crappy) it turned out not only is he a theoretical physicist too, but we were both attending the same conference a few weeks later. Besides working on what passes as string theory these days, Timo also plays the keyboard in two bands and knows more than I about literally everything to do with songwriting and audio processing and, yes, about string theory too.

Then I got a mini-grant from FQXi that allowed me to coax the two young men into putting up with me, and five months later I stood in the hail, in a sleeveless white dress, on a beach in Crete, trying to impersonate electromagnetic radiation.

This first music video is about Einstein’s famous thought experiment in which he imagined trying to catch light. It takes on the question how much can be learned by introspection. You see me in the role of light (I am part of the master plan), standing in for nature more generally, and Timo as the theorist trying to understand nature’s working while barely taking notice of it (I can hear her talk to me at night).

The two other videos will follow early May and mid of May, so stay tuned for more!

Update April 21: 

Since several people asked, here are the lyrics. The YouTube video has captions - to see them, click on the CC icon in the bottom bar.

[Chorus]
I am part of the master plan
Every woman, every man
I have seen them come and go
Go with the flow

I have seen that we all are one
I know all and every one
I was here when the sun was born
Ages ago

[Verse]
In my mind
I have tried
Catching light
Catching light

In my mind
I have left the world behind

Every time I close my eyes
All of nature's open wide
I can hear her
Talk to me at night

In my mind I have been trying
Catching light outside of time
I collect it in a box
Collect it in a box

Every time I close my eyes
All of nature's open wide
I can hear her
Talk to me at night

[Repeat Chorus]

[Interlude, Einstein recording]
The scientific method itself
would not have led anywhere,
it would not even have been formed
Without a passionate striving for a clear understanding.
Perfection of means
and confusion of goals
seem in my opinion
to characterize our age.

[Repeat Chorus]

Book review: “A Big Bang in a Little Room” by Zeeya Merali

A Big Bang in a Little Room: The Quest to Create New Universes
Zeeya Merali
Basic Books (February 14, 2017)

When I heard that Zeeya Merali had written a book, I expected something like a Worst Of New Scientist compilation. But A Big Bang in A Little Room turned out to be both interesting and enjoyable, if maybe not for the reason the author intended.

If you follow the popular science news on physics foundations, you almost certainly have come across Zeeya’s writing before. She was the one to break news about the surfer dude’s theory of everything and brought black hole echoes to Nature News. She also does much of the outreach work for the Foundational Questions Institute (FQXi).

Judged by the comments I get when sharing Zeeya’s articles, for some of my colleagues she embodies the decline of science journalism to bottomless speculation. Personally, I think what’s decaying to speculation is my colleagues’ research, and if so then Nature’s readership deserves to know about this. But, yes, Zeeya is frequently to be found on the wild side of physics. So, a book about creating universes in the lab seems in line.

To get it out of the way, the idea that we might grow a baby universe has, to date, no scientific basis. It’s an interesting speculation but the papers that have been written about it are little more than math-enriched fiction. To create a universe, we’d first have to understand how our universe began, and we don’t. The theories necessary for this – inflation and quantum gravity – are not anywhere close to being settled. Nobody has a clue how to create a universe, and for what I am concerned that’s really all there is to say about it.

But baby universes are a great excuse to feed real science to the reader, and if that’s the sugar-coating to get medicine down, I approve. And indeed, Zeeya’s book is quite nutritious: From entanglement to general relativity, structure formation, and inflation, to loop quantum cosmology and string theory, it’s all part of her story.

The narrative of A Big Bang in A Little Room starts with the question whether there might be a message encoded in the cosmic microwave background, and then moves on to bubble- and baby-universes, the multiverse, mini-black holes at the LHC, and eventually – my pet peeve! – the hypothesis that we might be living in a computer simulation.

Thankfully, on the latter issue Zeeya spoke to Seth Lloyd who – like me – doesn’t buy Bostrom’s estimate that we likely live in a computer simulation:

“Arguments such as Bostrom’s that hinge on the assumption that in the future physically evolved cosmoses will be outnumbered by a plethora of simulated universes, making it vastly more likely that we are artificial intelligences rather than biological beings, also fail to take into account the immense resources needed to create even basic simulations, says Lloyd.”

So, I’ve found nothing to complain even about the simulation argument!

Zeeya has a PhD in physics, cosmology more specifically, so she has all the necessary background to understand the topics she writes about. Her explanations are both elegant and, for all I can tell, almost entirely correct. I’d have some quibbles on one or the other point, eg her explanation of entanglement doesn’t make clear what’s the difference between classical and quantum correlations, but then it doesn’t matter for the rest of the book. Zeeya is also careful to state that neither inflation nor string theory are established theories, and the book is both well-referenced and has useful endnotes for the reader who wants more details.

Overall, however, Zeeya doesn’t offer the reader much guidance, but rather presents one thought-provoking idea after the other – like that there are infinitely many copies of each of us in the multiverse, making every possible decision – and then hurries on.

Furthermore, between the chapters there are various loose ends that she never ties together. For example, if the creator of our universe could write a message into the cosmic microwave background, then why do we need inflation to solve the horizon problem? How do baby universes fit together with string theory, or AdS/CFT more specifically, and why was the idea mostly abandoned? It’s funny also that Lee Smolin’s cosmological natural selection – an idea according to which we should live in a universe that amply procreates and is hence hugely supportive of the whole universe-creation issue  – is mentioned merely as an aside, and when it comes to loop quantum gravity, both Smolin and Rovelli are bypassed as Ashtekhar’s “collaborators,” (which I’m sure the two gentlemen will just love to hear).

For what I am concerned, the most interesting aspect of Zeeya’s book is that she spoke to various scientists about their creation beliefs: Anthony Zee, Stephen Hsu, Abhay Ashtekar, Joe Polchinski, Alan Guth, Eduardo Guendelman, Alexander Vilenkin, Don Page, Greg Landsberg, and Seth Lloyd are familiar names that appear on the pages. (The majority of these people are FQXi members.)

What we believe to be true is a topic physicists rarely talk about, and I think this is unfortunate. We all believe in something – most scientists, for example believe in an external reality – but fessing up to the limits of our rationality isn’t something we like to get caught with. For this reason I find Zeeya’s book very valuable.

About the value of discussing baby universes I’m not so sure. As Zeeya notes towards the end of her book, of the physicists she spoke to, besides Don Page no one seems to have thought about the ethics of creating new universes. Let me offer a simple explanation for this: It’s that besides Page no one believes the idea has scientific merit.

In summary: It’s a great book if you don’t take the idea of universe-creation too seriously. I liked the book as much as you can possibly like a book whose topic you think is nonsense.

[Disclaimer: Free review copy.]

Why doesn’t anti-matter anti-gravitate?

Flying pig.
[Image: clipartfest.com]

Why aren’t there any particles that fall up in the gravitational field of Earth? It would be so handy – If I had to move the couch, rather than waiting for the husband to flex his muscles, I’d just tie an anti-gravitating weight to it and the couch would float to the other side of the room.

Newton’s law of gravity and Coulomb’s law for the electric force between two charges have the same mathematical form, so how come we have both positive and negative electric charges but not both negative and positive gravitational masses?

The quick answer to the question is, well, we’ve never seen anything fall up. But if there was anti-gravitating matter, it would be repelled by our planet. So maybe it’s not so surprising we don’t see any of it here. Might there be anti-gravitating matter elsewhere?

It’s a difficult question, more difficult than even most physicists appreciate. The difference between gravity and the electromagnetic interaction – which gives rise to Coulomb’s law – is the type of messenger field. Interactions between particles are mediated by fields. For electromagnetism the mediator is a vector-field. For gravity it’s a more complicated field, a 2nd rank tensor-field, which describes space-time itself.

In case an interaction is quantized, the interaction’s field is accompanied by a particle: For electromagnetism that’s the photon, for gravity it’s the (hypothetical) graviton. The particles share the properties of the field, but for the question of whether or not there’s anti-gravity the quantization of the field doesn’t play a role.

The major difference between the two cases comes down to a sign. For a vector-field, as in the case of electromagnetism, like charges repel and unlike charges attract. For a 2nd rank tensor field, in contrast, like charges attract and unlike charges repel. This already tells us that an anti-gravitating particle would not be repelled by everything. It would be repelled by normally gravitating mass – which we may agree to call “positive” – but be attracted by gravitational masses of its own kind – which we may call “negative.”

The question then becomes: Where are the particles of negative gravitational mass?

To better understand the theoretical backdrop, we must distinguish between inertial mass and gravitational mass. The inertial mass is what gives rise to an object’s inertia, ie its resistance to acceleration, and is always positive valued. The gravitational mass, on the other hand, is what creates the gravitational field of the object. In usual general relativity, the two masses are identical by assumption: This is Einstein’s equivalence principle in a nutshell. In more detail, we’d not only talk about the equivalence for masses, but for all types of energies, collected in what is known as the stress-energy-tensor. Again, the details get mathematical very fast, but aren’t so relevant to understand the general structure.

All the particles we presently know of are collected in the standard model of particle physics, which is in agreement with data to very high precision. The standard model also includes all anti-particles, which are identical to their partner-particles except for having opposite electric charge. Is it possible that the anti-particles also anti-gravitate?

Theory clearly answer this question with “No.” From the standard model, we can derive how anti-matter gravitates – it gravitates exactly the same way as normal matter. And observational evidence supports this conclusion as follows.

We don’t normally see anti-particles around us because they annihilate when they come in contact with normal matter, leaving behind merely a flash of light. Why there isn’t the same amount of matter and anti-matter in the universe nobody really knows – it’s a big mystery that goes under the name “baryon asymmetry” – but evidence shows the universe is dominated by matter. If we see anti-particles – in cosmic rays or in particle colliders – it’s usually as single particles, which are both too light and too short-lived to reliably measure their gravitational mass.

That, however, doesn’t mean we don’t know how anti-matter behaves under the influence of gravity. Both matter and anti-matter particles hold together the quarks that make up neutrons and protons. Indeed, the anti-particles’ energy makes a pretty large contribution to the total mass of neutrons and protons, and hence to the total mass of pretty much everything around us. This means if anti-matter had a negative gravitational mass, the equivalence principle would be badly violated. It isn’t, and so we already know anti-matter doesn’t anti-gravitate.

Those with little faith in theoretical arguments might want to argue that maybe it’s possible to find a way to make anti-matter anti-gravitate only sometimes. I am not aware of any theorem which strictly proves this to be impossible, but neither is there – to my best knowledge – any example of a consistent theory in which this has been shown to work.

And if that still wasn’t enough to convince you, the ALPHA experiment at CERN has not only created neutral anti-hydrogen, made of an anti-proton and a positron (an anti-electron), but has taken great strides towards measuring exactly how anti-hydrogen behaves in Earth’s gravitation field. Guess what? So far there is no evidence that anti-hydrogen falls upwards – though the present measurement precision only rules out that the anti-hydrogen’s gravitational mass is not larger than (minus!) 65 times its inertial mass.

[Correction added April 19: There is not one but three approved experiments at CERN to measure the free fall of anti hydrogen: AEGIS, ALPHA-g and GBAR.]

So, at least theoretical physicists are pretty sure that none of the particles we know anti-gravitates. But could there be other particles, which we haven’t yet discovered, that anti-gravitate?

In principle, yes, but there is no observational evidence for this. In contrast to what is often said, dark energy does not anti-gravitate. The distinctive property of dark energy is that the ratio of energy-density over pressure is negative. For anti-gravitating matter, however, both energy-density and pressure change sign, so the ratio stays positive. This means anti-gravitating matter, if it exists, behaves just the same way as normal matter does, except that the two types of matter repel each other. It also doesn’t give rise to anything like dark matter, because negative gravitational mass would have the exact opposite effect as needed to explain dark matter.

To be fair, I also don’t know of any experiment that explicitly looks for signatures of anti-gravitational matter, like for example concave gravitational lensing. So, strictly speaking, it hasn’t been ruled out, but it’s a hypothesis that also hasn’t attracted much professional interest. Many theoretical physicists who I have talked to believe that negative gravitational masses would induce vacuum-decay because particle pairs could be produced out of nothing. This argument, however, doesn’t take into account that the inertial masses remain positive which prohibits pair production. (On a more technical note, it is a little appreciated fact that the canonical stress-energy tensor isn’t the same as the gravitational stress-energy tensor.)

Even so, let us suppose that the theoretically possible anti-gravitating matter is somewhere out there. What would it be good for? Not for much, it turns out. The stuff would interact with our normal matter even more weakly than neutrinos. This means even if we’d manage to find some of it in our vicinity – which is implausible already – we wouldn’t be able to catch it and use it for anything. It would simply pass right through us.

The anti-gravitating weight that I’d want to tie to the couch, therefore, will unfortunately remain fiction.

---

[This post previously appeared on Starts With A Bang.]

Dear Dr. B: Why do physicists worry so much about the black hole information paradox?

“Dear Dr. B,

Why do physicists worry so much about the black hole information paradox, since it looks like there are several, more mundane processes that are also not reversible? One obvious example is the increase of the entropy in an isolated system and another one is performing a measurement according to quantum mechanics.

Regards, Petteri”

Dear Petteri,

This is a very good question. Confusion orbits the information paradox like accretion disks orbit supermassive black holes. A few weeks ago, I figured even my husband doesn’t really know what the problem is, and he doesn’t only have a PhD in physics, he has also endured me rambling about the topic for more than 15 years!

So, I’m happy to elaborate on why theorists worry so much about black hole information. There are two aspects to this worry: one scientific and one sociological. Let me start with the scientific aspect. I’ll comment on the sociology below.

In classical general relativity, black holes aren’t much trouble. Yes, they contain a singularity where curvature becomes infinitely large – and that’s deemed unphysical – but the singularity is hidden behind the horizon and does no harm.

As Stephen Hawking pointed out, however, if you take into account that the universe – even vacuum – is filled with quantum fields of matter, you can calculate that black holes emit particles, now called “Hawking radiation.” This combination of unquantized gravity with quantum fields of matter is known as “semi-classical” gravity, and it should be a good approximation as long as quantum effects of gravity can be neglected, which means as long as you’re not close by the singularity.

Illustration of black hole with jet and accretion disk.
Image credits: NASA.

Hawking radiation consists of pairs of entangled particles. Of each pair, one particle falls into the black hole while the other one escapes. This leads to a net loss of mass of the black hole, ie the black hole shrinks. It loses mass until entirely evaporated and all that’s left are the particles of the Hawking radiation which escaped.

Problem is, the surviving particles don’t contain any information about what formed the black hole. And not only that, information of the particles’ partners that went into the black hole is also lost. If you investigate the end-products of black hole evaporation, you therefore can’t tell what the initial state was; the only quantities you can extract are the total mass, charge, and angular momentum- the three “hairs” of black holes (plus one qubit). Black hole evaporation is therefore irreversible.

Irreversible processes however don’t exist in quantum field theory. In technical jargon, black holes can turn pure states into mixed states, something that shouldn’t ever happen. Black hole evaporation thus gives rise to an internal contradiction, or “inconsistency”: You combine quantum field theory with general relativity, but the result isn’t compatible with quantum field theory.

To address your questions: Entropy increase usually does not imply a fundamental irreversibility, but merely a practical one. Entropy increases because the probability to observe the reverse process is small. But fundamentally, any process is reversible: Unbreaking eggs, unmixing dough, unburning books – mathematically, all of this can be described just fine. We merely never see this happening because such processes would require exquisitely finetuned initial conditions. A large entropy increase makes a process irreversible in practice, but not irreversible in principle.

That is true for all processes except black hole evaporation. No amount of finetuning will bring back the information that was lost in a black hole. It’s the only known case of a fundamental irreversibility. We know it’s wrong, but we don’t know exactly what’s wrong. That’s why we worry about it.

The irreversibility in quantum mechanics, which you are referring to, comes from the measurement process, but black hole evaporation is irreversible already before a measurement was made. You could argue then, why should it bother us if everything we can possibly observe requires a measurement anyway? Indeed, that’s an argument which can and has been made. But in and by itself it doesn’t remove the inconsistency. You still have to demonstrate just how to reconcile the two mathematical frameworks.

This problem has attracted so much attention because the mathematics is so clear-cut and the implications are so deep. Hawking evaporation relies on the quantum properties of matter fields, but it does not take into account the quantum properties of space and time. It is hence widely believed that quantizing space-time is necessary to remove the inconsistency. Figuring out just what it would take to prevent information loss would teach us something about the still unknown theory of quantum gravity. Black hole information loss, therefore, is a lovely logical puzzle with large potential pay-off – that’s what makes it so addictive.

Now some words on the sociology. It will not have escaped your attention that the problem isn’t exactly new. Indeed, its origin predates my birth. Thousands of papers have been written about it during my lifetime, and hundreds of solutions have been proposed, but theorists just can’t agree on one. The reason is that they don’t have to: For the black holes which we observe (eg at the center of our galaxy), the temperature of the Hawking radiation is so tiny there’s no chance of measuring any of the emitted particles. And so, black hole evaporation is the perfect playground for mathematical speculation.

[Lots of Papers. Img: 123RF]

There is an obvious solution to the black hole information loss problem which was pointed out already in early days. The reason that black holes destroy information is that whatever falls through the horizon ends up in the singularity where it is ultimately destroyed. The singularity, however, is believed to be a mathematical artifact that should no longer be present in a theory of quantum gravity. Remove the singularity and you remove the problem.

Indeed, Hawking’s calculation breaks down when the black hole has lost almost all of its mass and has become so small that quantum gravity is important. This would mean the information would just come out in the very late, quantum gravitational, phase and no contradiction ever occurs.

This obvious solution, however, is also inconvenient because it means that nothing can be calculated if one doesn’t know what happens nearby the singularity and in strong curvature regimes which would require quantum gravity. It is, therefore, not a fruitful idea. Not many papers can be written about it and not many have been written about it. It’s much more fruitful to assume that something else must go wrong with Hawking’s calculation.

Sadly, if you dig into the literature and try to find out on which grounds the idea that information comes out in the strong curvature phase was discarded, you’ll find it’s mostly sociology and not scientific reasoning.

If the information is kept by the black hole until late, this means that small black holes must be able to keep many different combinations of information inside. There are a few papers which have claimed that these black holes then must emit their information slowly, which means small black holes would behave like a technically infinite number of particles. In this case, so the claim, they should be produced in infinite amounts even in weak background fields (say, nearby Earth), which is clearly incompatible with observation.

Unfortunately, these arguments are based on an unwarranted assumption, namely that the interior of small black holes has a small volume. In GR, however, there isn’t any obvious relation between surface area and volume because space can be curved. The assumption that such small black holes, for which quantum gravity is strong, can be effectively described as particles is equally shaky. (For details and references, please see this paper I wrote with Lee some years ago.)

What happened, to make a long story short, is that Lenny Susskind wrote a dismissive paper about the idea that information is kept in black holes until late. This dismissal gave everybody else the opportunity to claim that the obvious solution doesn’t work and to henceforth produce endless amounts of papers on other speculations.

Excuse the cynicism, but that’s my take on the situation. I’ll even admit having contributed to the paper pile because that’s how academia works. I too have to make a living somehow.

So that’s the other reason why physicists worry so much about the black hole information loss problem: Because it’s speculation unconstrained by data, it’s easy to write papers about it, and there are so many people working on it that citations aren’t hard to come by either.

Thanks for an interesting question, and sorry for the overly honest answer.

Is Verlinde’s Emergent Gravity compatible with General Relativity?

Dark matter filaments, Millenium Simulation
Image: Volker Springel

A few months ago, Erik Verlinde published an update of his 2010 idea that gravity might originate in the entropy of so-far undetected microscopic constituents of space-time. Gravity, then, would not be fundamental but emergent.

With the new formalism, he derived an equation for a modified gravitational law that, on galactic scales, results in an effect similar to dark matter.

Verlinde’s emergent gravity builds on the idea that gravity can be reformulated as a thermodynamic theory, that is as if it was caused by the dynamics of a large number of small entities whose exact identity is unknown and also unnecessary to describe their bulk behavior.

If one wants to get back usual general relativity from the thermodynamic approach, one uses an entropy that scales with the surface area of a volume. Verlinde postulates there is another contribution to the entropy which scales with the volume itself. It’s this additional entropy that causes the deviations from general relativity.

However, in the vicinity of matter the volume-scaling entropy decreases until it’s entirely gone. Then, one is left with only the area-scaling part and gets normal general relativity. That’s why on scales where the average density is high – high compared to galaxies or galaxy clusters – the equation which Verlinde derives doesn’t apply. This would be the case, for example, near stars.

The idea quickly attracted attention in the astrophysics community, where a number of papers have since appeared which confront said equation with data. Not all of these papers are correct. Two of them seemed to have missed entirely that the equation which they are using doesn’t apply on solar-system scales. Of the remaining papers, three are fairly neutral in the conclusions, while one – by Lelli et al – is critical. The authors find that Verlinde’s equation – which assumes spherical symmetry – is a worse fit to the data than particle dark matter.

There has not, however, so far been much response from theoretical physicists. I’m not sure why that is. I spoke with science writer Anil Ananthaswamy some weeks ago and he told me he didn’t have an easy time finding a theorist willing to do as much as comment on Verlinde’s paper. In a recent Nautilus article, Anil speculates on why that might be:

“A handful of theorists that I contacted declined to comment, saying they hadn’t read the paper; in physics, this silent treatment can sometimes be a polite way to reject an idea, although, in fairness, Verlinde’s paper is not an easy read even for physicists.”

Verlinde’s paper is indeed not an easy read. I spent some time trying to make sense of it and originally didn’t get very far. The whole framework that he uses – dealing with an elastic medium and a strain-tensor and all that – isn’t only unfamiliar but also doesn’t fit together with general relativity.

The basic tenet of general relativity is coordinate invariance, and it’s absolutely not clear how it’s respected in Verlinde’s framework. So, I tried to see whether there is a way to make Verlinde’s approach generally covariant. The answer is yes, it’s possible. And it actually works better than I expected. I’ve written up my findings in a paper which just appeared on the arxiv:

A Covariant Version of Verlinde's Emergent Gravity
S. Hossenfelder
arXiv:1703.01415 [gr-qc]

It took some trying around, but I finally managed to guess a covariant Lagrangian that would produce the equations in Verlinde’s paper when one makes the same approximations. Without these approximations, the equations are fully compatible with general relativity. They are however – as so often in general relativity – hideously difficult to solve.

Making some simplifying assumptions allows one to at least find an approximate solution. It turns out however, that even if one makes the same approximations as in Verlinde’s paper, the equation one obtains is not exactly the same that he has – it has an additional integration constant.

My first impulse was to set that constant to zero, but upon closer inspection that didn’t make sense: The constant has to be determined by a boundary condition that ensures the gravitational field of a galaxy (or galaxy cluster) asymptotes to Friedmann-Robertson-Walker space filled with normal matter and a cosmological constant. Unfortunately, I haven’t been able to find the solution that one should get in the asymptotic limit, hence wasn’t able to fix the integration constant.

This means, importantly, that the data fits which assume the additional constant is zero do not actually constrain Verlinde’s model.

With the Lagrangian approach that I have tried, the interpretation of Verlinde’s model is very different – I dare to say far less outlandish. There’s an additional vector-field which permeates space-time and which interacts with normal matter. It’s a strange vector field both because it’s not – as the other vector-fields we know of – a gauge-boson, and has a different kinetic energy term. In addition, the kinetic term also appears in a way one doesn’t commonly have in particle physics but instead in condensed matter physics.

Interestingly, if you look at what this field would do if there was no other matter, it would behave exactly like a cosmological constant.

This, however, isn’t to say I’m sold on the idea. What I am missing is, most importantly, some clue that would tell me the additional field actually behaves like matter on cosmological scales, or at least sufficiently similar to reproduce other observables, like eg baryon acoustic oscillation. This should be possible to find out with the equations in my paper – if one manages to actually solve them.

Finding solutions to Einstein’s field equations is a specialized discipline and I’m not familiar with all the relevant techniques. I will admit that my primary method of solving the equations – to the big frustration of my reviewers – is to guess solutions. It works until it doesn’t. In the case of Friedmann-Robertson-Walker with two coupled fluids, one of which is the new vector field, it hasn’t worked. At least not so far. But the equations are in the paper and maybe someone else will be able to find a solution.

In summary, Verlinde’s emergent gravity has withstood the first-line bullshit test. Yes, it’s compatible with general relativity.